You are currently browsing the archives for the Securities Enforcement category.
14 September 2004
With distance comes perspective. For instance, before my vacation from Corp Law Blog I was leaning towards the view that the Sarbanes-Oxley/Spitzer response to a few aberrant cases of financial fraud was getting a little heavy-handed and hysterical. Then, when...
Posted in Securities Enforcement
Comments Off
7 May 2004
Last month Richard Scrushy's attorneys filed their much anticipated challenge to Section 906 of the Sarbanes-Oxley Act of 2002. For Corp Law Blog's carefully managed build-up to this great event, see "Scrushy to SOX: 'You're Illegal!'" and "Scrushy to SOX:...
Posted in Securities Enforcement
Comments Off
4 May 2004
The four horsemen of corporate law? These days they're the '33 Act, the '34 Act, the Sarbanes-Oxley Act and the Martin Act. New York's Martin Act is a fierce sword of uncertainty when wielded by New York Attorney General and...
Posted in Securities Enforcement
Comments Off